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NDPC Compliance Implementation Guide

Document Governance for Nigeria Data Protection Compliance

Version: 1.0 | Published: January 2026

Doc-Assure | www.doc-assure.africa

Confidential — For Authorized Distribution Only

Executive Summary

The Nigeria Data Protection Act 2023 and the Nigeria Data Protection Commission (NDPC) regulations represent Africa's most comprehensive data protection framework. Compliance requires systematic document governance—proper classification of personal data documents, defined retention periods, controlled access, and documented disposal. This guide provides a practical implementation roadmap using Doc-Assure's document governance capabilities.

1 NDPC Framework Overview

The Nigeria Data Protection Act 2023

The NDP Act 2023 establishes comprehensive data protection requirements for organizations processing personal data of Nigerian residents. Key requirements include:

Document Governance Connection

Every NDPC requirement has a document governance component. You cannot demonstrate compliance without proper documentation—and you cannot manage that documentation without systematic governance: file plans, retention schedules, access controls, and audit trails.

NDPC Compliance Categories

Category Annual Revenue Data Subjects Requirements
Major Data Controller > ₦100M > 500,000 Full compliance, DPO, annual audit
Data Controller ₦10M - ₦100M 10,000 - 500,000 Registration, policies, breach notification
Small Data Controller < ₦10M < 10,000 Basic compliance, simplified registration
2%
Maximum Fine (% of Revenue)
72hrs
Breach Notification Deadline
30 days
DSR Response Deadline

2 Document Governance Requirements

Why Document Governance is Essential

NDPC compliance is fundamentally about documentation:

Without systematic document governance—file plans, retention schedules, access controls— this documentation becomes chaotic and compliance becomes impossible to demonstrate.

Doc-Assure Governance Framework

Doc-Assure provides the document governance infrastructure for NDPC compliance:

NDPC Requirement Document Governance Control Doc-Assure Feature
Records of Processing Document classification Personal data file plan categories
Storage Limitation Retention schedules Automated retention policies
Access Control Permission management Role-based access, audit trails
Data Subject Rights Request tracking DSR workflow with documentation
Breach Documentation Incident records Breach documentation templates

3 Personal Data Document Classification

Classification File Plan

The first step in NDPC compliance is knowing what personal data you hold. Doc-Assure's file plan for NDPC compliance includes:

Personal Data Categories

Category Examples Classification Level
Basic Personal Data Name, contact details, ID numbers Confidential
Financial Data Bank details, salary, tax records Highly Confidential
Sensitive Personal Data Health, biometric, ethnic origin Restricted
Children's Data Data of persons under 18 Restricted
Employee Data HR records, performance, disciplinary Confidential
Customer Data Transaction history, preferences Confidential

AI-Assisted Classification

Doc-Assure's AI analyzes documents to identify personal data content:

Classification Drives Everything

Proper classification is the foundation of NDPC compliance. It determines retention periods, access controls, transfer restrictions, and DSR scope. Invest time in getting classification right.

4 Lawful Basis Documentation

NDPC Lawful Bases

The NDP Act requires a valid legal basis for processing personal data:

Lawful Basis Documentation Required
Consent Consent form, date, scope, withdrawal mechanism
Contract Contract document, data processing provisions
Legal Obligation Reference to specific law/regulation
Vital Interests Emergency documentation, medical necessity
Public Interest Public authority mandate, task specification
Legitimate Interest LIA assessment document, balancing test

Documenting Lawful Basis

Doc-Assure links processing activities to lawful basis documentation:

5 Retention & Disposal

NDPC Retention Principle

The NDP Act requires that personal data be kept "no longer than is necessary for the purposes for which it was collected." This requires:

Retention Schedule

Document Category Retention Period Trigger Justification
Customer KYC Account closure + 7 years Account closure CBN AML requirements
Employee Records Employment end + 7 years Employment termination Labour law, pension
Transaction Records 7 years Transaction date Tax, audit requirements
Marketing Consent Consent withdrawal + 1 year Withdrawal date Proof of consent/withdrawal
DSR Records 3 years Request completion Regulatory evidence

Disposal Process

Doc-Assure manages NDPC-compliant disposal:

  1. Automated identification of documents past retention
  2. Disposal review queue for authorization
  3. Legal hold check before disposal
  4. Secure deletion (cryptographic erasure for digital, certified destruction for physical)
  5. Disposal certificate generation
  6. Disposal log retention for audit

6 Data Subject Rights Documentation

NDPC Data Subject Rights

The NDP Act grants data subjects several rights that require documented responses:

Right Timeline Documentation Required
Access 30 days Request record, identity verification, data extract
Rectification 30 days Request record, original vs. corrected data
Erasure 30 days Request record, legal basis review, deletion certificate
Restriction 30 days Request record, restriction flags on documents
Portability 30 days Request record, data export in machine-readable format
Objection 30 days Request record, legitimate interest re-assessment

DSR Workflow

Doc-Assure provides complete DSR documentation workflow:

  1. Request intake and logging
  2. Identity verification documentation
  3. Document search across all repositories
  4. Legal basis review for each document
  5. Response preparation with audit trail
  6. Response delivery and acknowledgment
  7. Complete DSR case file retention

7 Cross-Border Transfer Documentation

NDPC Transfer Requirements

Transfers of personal data outside Nigeria require documented safeguards:

Transfer Documentation

Transfer Mechanism Required Documentation
Adequacy Reference to NDPC adequacy list
BCRs Approved BCR document, intragroup agreement
SCCs Executed SCC agreement, supplementary measures
Consent Specific consent form with transfer details

Federation for BRICS+ Transfers

Doc-Assure's federation capability is particularly valuable for BRICS+ transfers:

BRICS+ Opportunity

As Nigeria increases economic ties with BRICS+ nations, federation enables compliant document sharing without triggering complex transfer mechanisms. The data stays in Nigeria; only controlled access is provided.

8 90-Day Implementation Roadmap

Phase 1: Foundation (Days 1-30)

Week 1-2: Assessment

Week 3-4: Platform Setup

Phase 2: Governance (Days 31-60)

Week 5-6: Classification

Week 7-8: Retention

Phase 3: Compliance (Days 61-90)

Week 9-10: Rights & Transfers

Week 11-12: Validation

90
Days to Compliance
4
Implementation Phases
100%
Audit Trail Coverage

Conclusion

NDPC compliance is fundamentally about document governance—knowing what personal data you hold, why you hold it, how long you keep it, and demonstrating this through systematic documentation.

Doc-Assure provides the governance infrastructure Nigerian organizations need: file plans for personal data classification, retention schedules aligned with NDPC requirements, access controls with complete audit trails, and federation capabilities for compliant cross-border collaboration.

Compliance is achievable in 90 days with the right approach and tools.

Learn More

Contact us for a demonstration of Doc-Assure's NDPC compliance capabilities.

Email: compliance@doc-assure.africa

Web: www.doc-assure.africa/compliance/ndpc

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